Series 11 - Assistant Representative / Order Processor
The Series 11 examination is required for individuals who wish to accept unsolicited customer orders. These persons typically assist registered representatives (Series 7 or Series 6) in their day-to-day functions. This license is only accepted by FINRA/NASD. FINRA/NYSE member firms must have their sales assistants qualified by passing the Series 7 examination.
Series 11 - Self Study Books
Qty: Price: $150

Study program for the Series 11 examination covers the following subjects:
    Types of Securities
    Markets / Order Processing
    Customer Accounts
Eight simulated Final Examinations with detailed explanations complete the program.
(over 400 pages, with over 600 simulated examination questions with detailed explanations)
Description: Series 11 Exam Databank
Price: $75
Databank Version:

Designed to complement the Self Study Books, the Series 11 Exam Databank provides a convenient and effective method of testing a student's overall comprehension of the material. This program contains 300 Final Exam questions with detailed answers.

The Series 11 Exam Databank is available in the following versions:

       On-line - can be downloaded on up to 3 PC's (not apple/mac compatable)
       Web-Based - direct sign on into website from any device, is apple/mac compatable.
       CD-Rom - System requirements:

  •     486
  •     3 MB of hard disk space
  •     Windows 95, 98, Me, NT, 2000 or XP
  •     16 MB ram
  •     color monitor
  •     mouse

Description: Series 11 Bundle
Price: $200
Databank Version:


    Self Study Books
    Series 11 Exam Databank