Series 26 - Investment Companies / Variable Annuities
The Series 26 examination is required for persons that will supervise Investment Company Products / Variable Contracts Representative (Series 6) individuals. The prerequisite license is the Series 6.
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Available Materials:
- Self Study Book
- Exam Databank (On-Line, Web-Based or CD-ROM versions)
- Bundle (includes Book & Exam Databank)
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The course covers the following topics:
- Securities Acts
- Investment Company Act of 1940
- Customer Accounts
- FINRA/NASD Rules
- Retirement Plans
- Financial Responsibility
In addition, there are chapter tests, and three Final Examinations with complete explanations.
(over 200 pages, with over 500 simulated examination questions with detailed explanations)
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Designed to complement the Self Study Books, the Series 26 Exam Databank provides a convenient and effective method of testing a student's overall comprehension of the material.
Contains more then 300 final exam questions with explanations.
And is available in the following versions:
On-line - can be downloaded on up to 3 PC's (not apple/mac compatible)
Web-Based - direct sign on into website from any device, is apple/mac compatible.
CD-Rom - System requirements:
- 486
- 3 MB of hard disk space
- Windows 95 or higher
- 8MB RAM
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Includes:
Self Study Books
Series 26 Exam Database