Series 27 - Financial and Operations

The Series 27 Financial and Operations Principal examination is required for the Chief Financial Officer of FINRA member firms and also for senior accounting staff personnel that prepare member firm financial reports. The Series 27 examination consists of 145 multiple choice questions to be completed in 3 1/2 hours. There is no prerequisite exam.
Series 27 Self Study Book
Qty: Price: $275

Our Series 27 material is unique in its coherent presentation of this very difficult material. Not only is it used by individuals who wish to train for the exam; many accounting firms and regulatory organizations use it to train their personnel in the complexities of the Net Capital Rule and Customer Protection Rule.
The PassPerfect Series 27 text covers the following test areas:
  •     Net Capital Rule
  •     Customer Funds Rules
  •     Reporting and Recordkeeping Rules
  •     Uniform Practice Rules
  •     Margin Rules
  •     MSRB Rules
  •     Other Relevant Regulations
(over 400 pages with over 600 questions, including 3 simulated Series 27 practice finals)
Description: Series 27/28 Exam Databank
Price: $150
Databank Version:

Designed to complement our Self Study Books, the Series 27 Exam Databank is a convenient and effective method of testing a student's overall comprehension of the material. Using Databank software prepares the candidate for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of 4 Final Exams drawn from the major topics found on the actual exam. Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.


And is available in the following versions:    


        On-line - can be downloaded on up to 3 PC's (not apple/mac compatible)

        Web-Based - direct sign on into website from any device, is apple/mac compatible.

        CD-Rom -  System requirements:

3 MB of hard disk space

Windows XP, Vista, 7 or 8


Description: Series 27/28 Bundle
Price: $315
Databank Version:

Self Study Books
Series 27 Exam Databank